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Rule 014: Rules Respecting the Public Disclosure of Market Surveillance Administrator Records in a Hearing or Other Proceeding

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Rule Rule 014:

Rules Respecting the Public Disclosure of Market Surveillance Administrator Records in a Hearing or Other Proceeding
Effective date

January 2, 2008
Description

​Rule 014 sets out requirements for proceedings initiated by the Market Surveillance Administrator. The rule addresses the public disclosure of records, notice, and the process for confidentiality requests, in these cases. The rule also applies to the filing of negotiated settlements by the Market Surveillance Administrator.